Asset Management

Our asset management services are provided by our affiliated company, RiverCities Asset Management, LLC, a registered investment advisor. Our goal is to establish a long-term relationship by listening to you, helping you quantify your financial objectives, determining the return you need to achieve them, and the risk with which you are comfortable. We offer a trusted advisor relationship with a disciplined long-term investment strategy for managing risk and a structure that is designed to achieve market returns.

Unique Approach

Our approach to investing is distinctive from other investment advisors. Depending on your account size, we have available either no-load asset class mutual funds – many available only to large, institutional investors – or individual securities as rated by Charles Schwab & Company Institutional Services. We can customize a portfolio according to your objectives, maintain tax efficiency, and provide individualized service on a cost-effective basis.
Reasonable fees

Annual fees are based on a percentage of assets under management (rather than a commission to buy and sell assets, or front-end or deferred load). Our goal is YOUR goal – to increase your portfolio’s value. We accept no commissions, thereby avoiding conflicts of interest.


Our team will help you achieve your goals through quarterly reports, personal meetings and ongoing guidance. While investment performance is critical, what is difficult to measure, but key to your decision, is the unique and diversely talented members of RiverCities Asset Management, LLC. We have strong business and investment experience, and designations of staff include Personal Financial Specialist (PFS), Certified Financial Planner (CFP), Certified Retirement Counselor (CRC), and Certified Public Accountant (CPA).


Your personal goals are the same as ours, to develop a long-term personal relationship so that you understand where you are financially and where you are going. We then implement an investment structure that is low-cost, tax-effective, fee-only, and without conflict of interest. In short, we establish a trusted advisor relationship.

Please contact us to inquire about how we can apply our expertise and experience to help you.